The following projects are either ongoing or proposed. Not all projects on the list will necessarily be completed. This page is for general interest only.
PROJECT 1: COGNITION IN SCHIZOPHRENIA
Project Director: Nancy
C. Andreasen, M.D., Ph.D.
Co-Investigators: Daniel O'Leary, Ph.D.,
Jane S. Paulsen, Ph.D., Jane Springer, Ph.D.
Funding Status and Proposed Duration: This
project is partially funded by an RO1 grant to Dr. Andreasen entitled, "Phenomenology
and Classification of Schizophrenia." Renewal is pending. The project will
continue through 2003.
Specific Aims
1. To define basic, or fundamental, cognitive deficits
in patients with schizophrenia and the relationship of these deficits to
demographic, clinical, neuropsychological and outcome variables.
2. To further define the pattern of cognitive deficits
in patients with schizophrenia and to explore the relationship among basic
and complex cognitive abilities, clinical features, and outcome in patients
with schizophrenia.
3. To further examine the course of cognitive impairment
in patients with schizophrenia and to identify predictors of outcome.
4. To examine learning and memory patterns in patients with schizophrenia
and to characterize clinical, premorbid, morphological and/or treatment
factors with which they are associated.
Background and Rationale
There is presently a considerable amount of research investigating
cognitive functioning in schizophrenia. Although most agree that cognitive
performances are impaired in patients with schizophrenia (Heaton et
al 1994), the overall degree and pattern of neuropsychological impairment
varies greatly across patients (Goldstein 1994). Various strategies
have been used to better understand cognitive heterogeneity in schizophrenia
including differences in age of onset (Heaton et al 1994), subtype
(Paulsen et al 1996), institutionalization or treatment effects (Green
et al 1996; Mohamed et al in preparation), and variations in premorbid
IQ (Palmer et al 1997; Nopoulos 1997a). Several investigators have
stressed methodological issues as paramount in understanding cognition
in schizophrenia (UCSD-CRC 3703, 1262, 4559). First, a major issue
in neuropsychological research is the evaluation of generalized and
specific cognitive deficits. Because schizophrenia patients perform
poorly on many cognitive tasks, it is difficult to determine which
performance deficits reflect dysfunction of discrete brain areas or
systems and which are due to nonspecific, generalized factors. It has
been suggested that future investigations of neuropsychological patterns
could be evaluated by (a) statistical techniques for determining relative
degrees of impairment across abilities (Chapman and Chapman 1973, UCSD-4245),
(b) double dissociation UCSD 4265, and/or (c) qualitative analyses
of response style and error patterns. Alternatively, some investigators
argue that there exists a fundamental, or basic, cognitive deficit
in schizophrenia whose presence can explain subsequent impairments
on neuropsychological measures. Examples of this position include information
processing deficits (Braff 1993; Nuechterlein et al 1994), willed action
impairments (Frith et al 1991a; Frith 1992) or deficits in working
memory (Goldman-Rakic, 1994). Most recently, we (Andreasen 1997a, b)
described a unitary model of a fundamental cognitive abnormality called "cognitive
dysmetria." One strategy of the Cognitive Neuroscience Research Unit
is to begin to identify the cognitive deficits in schizophrenia exploring
these and other models.
Although no known prospective longitudinal study has demonstrated a neurodegenerative course in schizophrenia, several recent papers have cited cross-sectional studies suggesting that cognition in schizophrenia worsens over time (Davidson and Haroutnian 1995). Preliminary analyses of data collected at the UCSD Center for the study of Psychosis in Late Life as well as preliminary analyses of the data collected at The University of Iowa suggest no cognitive deterioration over time (Gold et al submitted a; Nopoulos 1994). Given the potential significance of this question for treatment planning and understanding the etiology schizophrenia, longer follow up needs to be conducted to rule out the possibility of degeneration in older schizophrenia patients. The ongoing longitudinal work at Iowa seeks to provide outcome data to address these and several other issues in schizophrenia.
With the advent of newer treatments for schizophrenia, researchers have begun to address the clinical and treatment correlates of cognitive impairment. For instance, it is well established that anticholinergic medications interfere with various aspects of learning and memory performances in a dose-dependent fashion whereas neuroleptic medications are more likely to affect attention (positively) and motor functions (negatively). More recently, investigations have begun to examine how atypical antipsychotic drugs may impact cognitive functions differently than typical antipsychotic drugs. For instance, Clozapine has been reported to improve performance on measures of attention, verbal fluency, and verbal memory while transiently impairing verbal working memory (Hagger et al 1993; Lee et al 1994). Risperidone was found to improve verbal working memory and executive functions (Green et al 1997) and Olanzapine improved performance on measures of fluency, executive functions, reaction time, and verbal memory (McGurk and Meltzer, 1997). Our preliminary data with Olanzapine confirms these findings. Some recent research has even suggested that early and proper treatment of psychosis may predict better prognosis (Wyatt et al 1997). Given these recent findings, we consider it imperative to consider treatment variables in unison with cognitive performance in patients with schizophrenia.
Hypotheses
1. Performances on measures of cognitive dysmetria
will be more impaired in schizophrenia patients with an earlier age
of onset. Dependent variables include: Classical conditiong: acquisition
rate, response latencey; Backward Masking: critical stimulus
threshold, inter-stimulus interval; Flanker Test: facilitation
score, interference score; Timing: time perception number correct,
RTC accuracy; Procedural Learning: prism adaption average, motor
tracking accurancy with feedback, motor tracking accuracy without feedback.
2. Performances on measures of cognitive dysmetria will
be associated with measures of clinical neuropsychology that are sensitive
to frontal lobe dysfunction. For instance, measures of cognitive dysmetria
will be associated with speed of information processing, encoding and retrieval
of information, organization and flexibility of thinking, but will NOT
be associated with primary visuoconstruction, anomia or recognition memory.
3. Performances on measures of cognitive dysmetria will
be associated with outcome in schizophrenia. For instance, poorer dysmetria
will be associated with poorer outcome. Measures of cognitive dysmetria
will be more closely related to outcome than more traditional measures
of clinical neuropsychology.
Methods
Subjects: There are currently approximately
260 patients enrolled in our prospective longitudinal data base. This
patient group consists of patients who are hospitalized for the first
time and therefore are considered first episode as well as patients
with a recent onset of psychosis (defined as individuals who have had
five years or less of illness as dated from the time of initial hospitalization).
Many of these patients are neuroleptic naive which minimizes the confounding
effects of chronicity and effects of treatment which are areas of considerable
concern for hypotheses about cognitive functions. Detailed description
of the sample sizes, subgroups definition, subject inclusion and exclusion
criteria, and sampling, recruitment and retention issues are contained
in the Administrative Core, Assessment and Training Core, and the Diagnosis
and Phenomenology Research Unit. Briefly, patients are included if
they have a diagnosis within the schizophrenia spectrum. As the age
of onset is often in adolescence we will recruit schizophrenia patients
from the age of 12 upward. Although the male-female ratio in our original
cohort of patients is around 2:5, with more males than females, we
plan to make every effort to recruit a maximal number of female schizophrenia
subjects since we are interested in exploring gender differences. The
racial-ethnic composition of the subject population will reflect that
of our catchment area. Racial ethnic minorities comprise approximately
5% of the Iowa population.
New patients are currently recruited at a rate of 80 each year. This new cohort of first episode or recent onset patients will be the subjects recruited for the new cognitive battery of tests.
Measures
The tests chosen for study in this project were selected
based on one or more of the following criteria:
1. That the task has been implicated as sensitive to disruption
in brain structure and/or function in one of the areas of interest (viz.,
prefrontal cortex, basal ganglia, thalamus, or cerebellum);
2. That the task had been previously emphasized in studies
of cognition in schizophrenia;
3. That the task would allow a reasonable measure of basic cognitive
processes and those emphasized by the construct "cognitive dysmetria," such
that the face validity and prior work is consistent with timing, sequencing,
or filtering dysfunction;
4. That the task was feasible to establish and collect
data within the proposed time frame and in our patient samples.
Clinical Neuropsychology Tasks
A comprehensive battery is administered to each patient at intake
and at the two, five, and nine-year follow-ups. This group of tests
has been selected to offer the benefits of standardized tests as well
as being useful in mapping functions of interest to schizophrenia.
A full description of the tests is provided in the Assessment and Training
core of the CRC renewal. Briefly, the battery consists of the WAIS-R,
the Continuous Performance Task, Trails A and B, Circle A's, The Wisconsin
Card Sorting Test, The Stroop Test, Controlled Oral Word Association
Test, Category Fluency Test, Logical Memory (Wechsler Memory Scale),
Rey Auditory Verbal Learning Test, Paired Associate Learning, the Rey-Osterreith
Complex Figure, the Benton Visual Retention Test, the Finger Oscillation
Test, and Purdue Pegboard.
Experimental Cognitive Tasks
In addition to the above standard group of tests, which have been
given to CRC patients since it was established 10 years ago, we have
developed a new set of experimental tasks designed to evaluate the
construct of cognitive dysmetria. Five tasks are proposed: eyeblink
conditioning, backward masking, facilitation and inhibition of motor
responses, time perception, Responsive Temporal Consistency (RTC) and
procedural learning and memory.
1) Eyeblink conditioning.
Specific Aim: To evaluate classical eyeblink conditioning in persons
with schizophrenia. It is hypothesized that schizophrenics will display
deficits in timing of the conditioned eyeblink response consistent
with the cognitive dysmetria model of schizophrenia.
Rationale: Classical eyeblink conditioning is a motor
learning task where subjects learn to produce a discrete motor response
in the presence of a previously-neutral stimulus. Typically, eyeblink conditioning
involves repeated pairings of an unconditioned stimulus (US), such as a
mild air puff across the eye, and a neutral conditioned stimulus (CS),
often a tone. With repeated pairings, the subject learns to blink when
signaled by the CS and to produce a conditioned eyeblink response (CR)
timed to occur maximally at the US onset. Computer control of stimuli presentation
and eyeblink responses allows for millisecond temporal resolution of learning
profiles for each subject. The classical eyeblink conditioning paradigm
also allows for the separation of learning versus performance factors which
is critical for interpreting neuropsychological studies of schizophrenia.
Sensory or motor dysfunction in subjects, for example, can alter performance
on learning tasks. In classical eyeblink conditioning nonassociative factors
can be evaluated through control procedures, such as the presentation of
US-alone trials to assess motor function. A final advantage of this paradigm
for the study of schizophrenia is the extensive research on the neural
systems involved in classical conditioning. Based on this research, the
response patterns observed in schizophrenia can be interpreted relative
to brain systems involved in various aspects of the task.
The neurobiological substrate of classical eyeblink conditioning
has been extensively studied in humans and other species. An intact cerebellum
is essential for acquisition of the conditioned response based on studies
in the rabbit (Sears and Steinmetz 1990) and in humans (Solomon et al 1989).
Information regarding the CS and US reach the cerebellum via mossy and
climbing fibers, respectively, and appear to converge in the deep nuclei
and cortex (reviewed in Kim and Thompson 1997). Research evidence suggests
that output from the deep nuclei produce the learned motor response via
the red nucleus (Chapman et al 1990). Measurement of the eyeblink response
can also provide an indication of the site of cerebellar abnormalities.
While lesions of the deep nuclei impair learning of the response, lesions
of the cerebellar cortex can disrupt timing of the response (Mauk et al
1997). While the cerebellum is essential for learning to occur, other brain
areas appear to be involved in certain aspects of conditioning. The hippocampus,
for example, appears essential for processing complex stimuli during conditioning,
such as for reversal learning in rabbits (Orr and Berger, 1985) and discriminative
learning in humans (Daum et al 1991). Complex stimuli processing by the
hippocampus, however, appears to require output from the cerebellum since
lesions of the deep nuclei block learning-related activity in the hippocampus
(Sears and Steinmetz, 1990).
The ability to evaluate brain function using the classical eyeblink
conditioning paradigm has been exploited for a variety of patient populations.
In addition to evaluating patients with traumatic brain lesions (Daum,
et al 1991) classical conditioning has been used to study patients with
mental retardation (Woodruff-Pak et al 1994) and amnestic syndromes (Gabrieli
et al 1995). Of relevance for the proposed study, subjects with autism
have been shown to exhibit rapid learning of the conditioned response but
produce poorly timed responses (Sears et al 1994). Because of the overlap
in autism and the negative symptoms in schizophrenics and based on the
reported cerebellar abnormalities in autism (Bauman and Kemper, 1985) it
is tempting to speculate that a similar pattern of cerebellar dysfunction
occurs in both disorders. This possibility leads to the hypothesis that
schizophrenics will exhibit rapid acquisition of conditioned responding
but have poorly timed eyeblinks reflecting cognitive dysmetria.
Procedures: For classical eyeblink conditioning, subjects
will be seated in a comfortable chair and view a silent movie. They will
be informed that during the movie they will sometimes hear tones and also
receive a mild puff of air across the eye. Eyeglasses for delivery of the
air puff US and recording of the eyeblink will be placed on the subject
(equipment purchased from San Diego Instruments). The air puff (1 psi)
will be delivered through an air hose and eye closure will be recorded
with an infrared photobeam. A tone CS (65 db, 1 kHZ) will be presented
through earphones. For conditioning, subjects will be presented with 100
trials with the tone CS (450 ms) coterminating with an air puff US (50
ms) producing a 400 ms interstimulus interval. Intertrial interval will
be randomly varied from 15 to 25 sec. Stimuli presentation and response
recording will be controlled by computer.
Measures: Trials will be divided into 10-trial blocks
for analysis. For each block, percent CR will be calculated based on the
number of CR s (defined as eyeblink prior to air puff onset) within a 10-trial
block. Timing of the CR will also be recorded based on the latency of the
CR peak. Subjects will then be compared in acquisition rate and timing
of the response. Conditioning procedures will produce several dependent
measures. The number of trials to reach a criterion of 9 CR s out of 10
trials will be recorded as the measure of learning rate. The peak latency
of the eyeblink will also be recorded to evaluate timing deficits in schizophrenia.
Typically with learning, the eyeblink response will shift and an asymptotic
level is obtained where subjects blink maximally at 400 ms after the tone
CS where onset of the US occurs. Data will be transformed as appropriate
to stabilize the variance. ANOVA will compare persons with schizophrenia
and the comparison groups on acquisition rate and on differences in response
latency after subjects reach learning criterion.
1) Backward Masking:
Specific Aim: To evaluate backward masking in persons with schizophrenia.
It is hypothesized that schizophrenic patients will display deficits in
the critical stimulus thresholds and critical inner stimulus intervals
for backward masking and that performances will be associated with negative
(and not positive) symptoms, other frontal and subcortical cognitive measures,
structural and functional measures of brain, and indices of outcome.
Rationale: Schizophrenia patients have repeatedly demonstrated
the inability to rapidly process information when tasks are timed or the
processing load is relatively high. Schizophrenia patients show consistent
deficits in the visual backward masking paradigm. In visual backward masking,
an informational target stimulus is presented following an interstimulus
interval by a masking stimulus that interferes with and/or interrupts target
identification. Visual masking can be divided into an early component (e.g.,
up to 60 ms) that reflects the involvement of sensory-perceptual processes,
and a later component that reflects susceptibility to attentional disengagement
as the mask diverts processing away from the representation of the object.
Backward masking performances have been shown to be reliable over time
and associated with negative, rather than positive, symptoms in schizophrenia
(Addington and Addington 1997). Backward masking has also been shown to
be associated with frontal signs and soft neurological scores on a quantified
neurological examination (Wong et al 1997). Although successful performance
on the backward masking task requires visual identification and allocation
of attention, one recent paper reported that performances in schizophrenia
were associated with poor allocation of attention rather than perceptual
or visual disturbances (Saccuzzo et al 1996). Recent research in unaffected
siblings of persons with schizophrenia has shown that early, sensory-perceptual
processes in backward masking deficits reflect enduring vulnerability to
the disorder rather than only the symptoms of the illness (Green et al
1997). One recent paper suggested that visual backward masking was the
only of several cognitive measures considered to be both sensitive and
specific to schizophrenia (Suslow and Arolt 1997).
Procedures: We will replicate the procedure used by Braff
(1993) which involves establishing critical stimulus thresholds and critical
inner stimulus intervals for backward masking using an A versus a T as
a stimulus. The Braff procedure requires differentiation of only a single
visual feature. We will therefore also investigate critical stimulus durations
and backward masking using more complex stimuli. A procedure will be used
that establishes a critical stimulus threshold and backward masking interval
independently for each visual hemifield (Casey 1991). Using this task,
we have found that cognitive activation differentially changes backward
masking functions into hemispheres. The task therefore provides an assessment
of hemisphere-specific mechanisms involved in early visual processing.
It is also relatively quick to administer (about 20 minutes) and has relatively
low task demands.
2) Facilitation and Inhibition of Motor Responses.
Specific Aim: To evaluate facilitation and inhibition
in patients with schizophrenia using measures of choice reaction time.
It is hypothesized that schizophrenic patients will display deficits and
that performances will be associated with negative (and not positive) symptoms,
other frontal and subcortical cognitive measures, structural and functional
measures of brain, and indices of outcome.
Rationale: Gray and colleagues (1991) and McKenna (1987)
have proposed complex models of schizophrenia which integrate data from
basic neuroscience, pharmacology, and psychiatry. These models propose
dysfunctional activation within brain circuits resulting in cognitive abnormalities.
The first model specifies that the system becomes overactivated by incoming
sensory information and irrelevant motor sequences. That is, there is a
breakdown in mechanisms which prevent insignificant information from being
processed. As a result, schizophrenia patients are less able to inhibit
or ignore stimuli in their environment and are less able to inhibit inappropriate
behaviors. The second model posits that there is an error in the mechanism
which integrates stored memories and ongoing behaviors. As a result, incoming
perceptual information becomes erroneously labeled as important, when previous
experience should mark the information as irrelevant. At a behavioral level,
symptoms of schizophrenia such as delusions arise when an irrelevant stimulus
is noted. A number of possible interpretations are generated, and an interpretation
which previous experience should tell us is incorrect becomes selected.
In the model proposed by McKenna, the initial bizarre interpretation of
incoming perceptual information then derives abnormal selection and interpretation
of future events. A decreased capacity to inhibit information has been
noted by several schizophrenia researchers. It has been suggested that
inhibition of distracting information plays a critical role in the types
of behavior that are impaired in patients with schizophrenia, including
remembering, concentrating, comprehending language, producing language,
and creating and maintaining coherent streams of thought.
Active inhibition involves identification and suppression of irrelevant
information so that limited attentional resources are not allocated to
irrelevant stimuli. Inhibition occurs after selection of a target remains
active for a long period of time and serves to prevent already-selected-against
information from being activated. For optimal cognitive performance, selective
attention and inhibition must work hand in hand. Inhibitory processes are
likely involved in both early sensory processing (sensory gating) and later
motor responses (response selection). To the extent that a failed inhibitory
mechanism gives rise to both symptomatology of schizophrenia and the increased
distractibility, changes in distractibility should be related to changes
in symptomatology. Agents such as neuroleptics which correct the inhibitory
deficit should be associated with reductions in the symptoms of schizophrenia
and improvement of cognitive deficits.
The Flanker Task: This task is a choice reaction time paradigm in
which a subject is required to respond when one of several possible target
letters (e.g., an x or an o) appears in the center of a letter display.
Reaction time is slowed when the central target letter is surrounded, or
flanked, by letters that are potential targets but are not in the center
of the display (e.g. an x flanked by o's). Slowed reaction time is a result
of competition or interference between the response to the target and an
automatic preparation of response to the flankers. In contrast, reaction
time is faster when the central target letter is flanked by letters that
require the same response as the center letter (e.g., an x flanked by x's).
Facilitation is the result of redundancy of response information of the
target and flanker stimuli. This phenomenon of increased reaction time
on incompatible trials and decreased reaction time on compatible trials
is referred to as the Flanker Compatibility Effect. This Flanker Compatibility
Effect is robust to a number of experimental manipulations, including changes
in distance between targets and flankers, and changes in size, color, and
contrast of targets and flankers. In addition, the flanker task allows
manipulation of levels of predictability. That is, some sets of trials
were blocked and contained identical trial types. This allows subjects
to form expectancies which can be used to predict the upcoming events.
In contrast, other trial sets are random and contained many types of trials.
Obviously, normal comparison subjects performed faster in the blocked sets
than in the random sets. Authors have suggested that subjects are less
influenced by the flanker letters in a blocked set because they are able
to develop strategies to inhibit processing of flanker letters. In random
sets, reaction time was affected by flanker letters because subjects could
not predict what would occur on the next trial. In other words, knowing
what will be required to inhibit makes it easier to do so. Models of schizophrenia
that have been described earlier posit an inability of schizophrenia patients
to accurately utilize previous knowledge or experience to guide present
behavior. Schizophrenic subjects appear to be less affected by both compatible
and incompatible flanker letters than control subjects (Jones et al 1991),
and two studies (Elkins 1994; Kopp et al 1994) report that medicated subjects
show less than normal facilitation on compatible trials than controls.
The ability to initiate and/or inhibit motor responses is considered dependent
upon the mesial orbital prefrontal cortex. Use of the Flanker Task is proposed
in the current study to test the prediction of this model concerning the
utilization of expectancies in schizophrenia. The effect of predictability
will be tested by comparing reaction time in a predictable condition and
reaction time in a random condition.
In summary, results from considerable previous research
suggest that schizophrenia subjects suffer from an inability to suppress
irrelevant information. Decrements in inhibitory mechanisms and/or increased
distractibility reflect a state variable which worsens during acute episodes
of psychosis and improves when symptoms remit, as well a trait variable
observable in patients across the schizophrenia spectrum and in individuals
at high genetic risk for the disease. It is likely, then, that compromise
of inhibitory mechanisms underlies the cognitive dysfunction and symptomatology
of schizophrenia. The proposed research paradigm is designed to explore
the robustness and stability of inhibitory processing deficits in schizophrenia
patients. The task can be used to evaluate the association between inhibitory
processing, treatment effects, symptomatology, and other more traditional
clinical neuropsychological tasks.
Procedures: On each trial, the subject will see a linear display of
letters and is instructed to monitor the middle of the display for one
of two targets (an x or an o). The subject is instructed to push one key
on the keyboard when an x appears and another key on the keyboard when
an o appears in the middle of the display. Displays remain on the screen
until the subject has pressed either of the response keys or until 2500
milliseconds have elapsed. An intertrial interval of 500 milliseconds begins
when the subject presses a response key or after 2500 milliseconds.
Predictable sets: 160 trials will be presented in 4 sets of
40 identical trials. Each condition described below will be presented for
1 block of 40 trials.
Random sets: 160 trials will be presented in 4
sets of 40 random trials. Each condition described below will be presented
an equal number of times in each set of 40 trials. Four experimental conditions
which are nested within the predictable and random sets are explained below:
No flankers. The target letter appears alone. This
condition provides a baseline reaction time measure which will be used
as a covariant in reaction time analyses to control for reaction time change
that result from medications.
Neutral flankers. The target letter is flanked
by letters which are not associated with any response. This condition serves
as a control for the compatible and incompatible flanker conditions.
Compatible flankers. Flanker letters are associated
with the same response as the target letter.
Incompatible flankers. Flanker letters are associated
with a different response than the target letter. Reaction time is slowed
when the central target letter is surrounded, or flanked, by letters that
are potential targets but are not in the center of the display. Slowed
reaction time is a result of competition, or interference, between the
response to the target and automatic preparation of response to the flankers.
In contrast, reaction time is faster when the central target letter is
flanked by letters that require the same response as the center letter.
For example, if the target letters are x and o, then response to an x flanked
by o's will be slowed as a result of competition, or interference, between
the x as the target and the o as the target. In addition, when the x is
flanked by additional x's, facilitation will occur as a result of redundancy
of response information of the target and flanker stimuli.
Measures: Each subject's median reaction time for each
condition and trial type will be used in the analyses. There are several
ways to analyze these data. First, to make our results comparable to those
reported in previous studies, two different scores which describe the relative
cost or benefit of flankers will be computed. The facilitation score (reaction
time on compatible flanker trials minus reaction time on neutral flanker
trials) reflects decreased reaction time in the presence of compatible
flankers. The interference score (reaction time on neutral flanker trials
minus the reaction time on incompatible flanker trials) reflects an increase
in reaction time that results from the presence of incompatible flankers.
3) Time Perception and RTC:
Specific Aim: To evaluate time perception and RTC in schizophrenia.
It is hypothesized that schizophrenics will display deficits in time perception
and production and that performance will be associated with structural
and functional measures of brain function.
Rationale: The neural substrates of several components
of timing have been localized using pharmacological and lesion techniques
in rats and, more recently, pharmacological and neuropsychological techniques
in humans. Briefly, the evidence suggests that basal and frontal lobe structures
and their interconnections are intimately involved in temporal processing
in the seconds range. In addition, the cerebellum appears responsible for
timing restricted to the milliseconds range. Some more complete findings
are offered below. Animal research has demonstrated that lesions of the
substantia nigra or the caudate putamen showed severe impairments in their
ability to either generate or accumulate the pulses required to quantify
the temporal duration of stimulus events. In addition, lesions to the frontal
cortex and the nucleus basalis magnocellularis lead to overestimation of
the expected time of reinforcement (Meck et al 1987a). Rats that received
lesions of the frontal cortex or the nucleus basalis magnacellularis were
able to time a single stimulus, but could not time two stimuli presented
simultaneously. Methamphetamine administration to these rats caused immediate
underestimation of duration, whereas haloperidol administration caused
an immediate overestimation of duration. These findings have been interpreted
as a change in the speed of the rat's internal clock, or pacemaker (Meck
1983, 1986, 1996). Physostygmine, which increases the effective level of
acetylcholine in the brain, produced temporal underestimation, whereas
atropine and scopolamine, which block acetylcholine receptors, produce
overestimation (Meck and Church, 1987b).
Similar studies in humans have demonstrated that patients
with Parkinson's disease make a higher percentage of underestimations and
a significantly greater number of absolute errors. The administration of
L-dopa significantly improved patients' performance on both the estimation
and reproduction tasks. Patients with Alzheimer's disease showed normal
accuracy but reduced precision emphasizing overestimation of duration.
Patients with alcohol Korsakoff amnesia (damage to the hippocampal system)
showed an underestimation of the target time. Finally, patients with olivopontocerebellar
atrophy demonstrated increased timing variability. Most recently, a study
of subjects at high risk for schizophrenia showed a larger difference between
auditory and visual signal classification than did the normal control subjects.
This was interpreted as a deficit in the timing mechanism in patients at
risk for schizophrenia.
Timing is a critical component of any complex cognitive
process, and dysfunctional timing of cognitive acts is hypothesized
to be a central factor underlying cognitive dysmetria. We will explore
timing functions using tasks described in Ivry and Keal (1989) who
studied patients with lesions of different types on two measures of
timing function. One task involved a production of timed intervals
in which subjects try to maintain a simple rhythm. The other task measures
a subject's ability to perceive small differences in the duration of
two intervals. Ivry and Keal found that cerebellar lesion patients
were impaired in both the production and perception of timing. The
time perception and RTC paradigms will be adapted from Gibbon et al
(1997) and Penney et al (1997), who developed computer-driven applications
of this paradigm. Penny recently found that subjects at high risk for
schizophrenia based upon family history showed a larger time perceptual
deficit than normal comparison subjects.
Procedures:
(a) Responsive Temporal Consistency (RTC): A designated
effector on a microswitch mounted on a wooden block is attached to the
index finger of each subject's dominant hand. The subject is asked to press
the microswitch which is connected to a computer which records all responses
to the nearest millisecond. A series of 50 ms tones presented at regular
intervals of 550 ms is presented to each subject and they are requested
to tap at the same rate as the tones. After the subject's first response,
12 more tones are presented during which time the subject attempts to synchronize
his or her responses. When the tones end, the subject is instructed to
continue tapping at the same rate. After 31 self-paced taps have occurred,
the computer signals the end of a trial. Feedback is provided indicating
the mean interval produced with and without the tones (feedback) and the
standard deviation of the inter-response intervals.
(b) Time Perception: Subjects compare successive
intervals generated by two pairs of tones. Each 1000 Hz tone is 50 ms in
duration and played at a volume of 73 dB. The stimulus onset asynchrony
between the first pair of tones is 400 ms and was designated the standard
interval. One second after the offset of the first pair, the second pair
is presented. On half the trials the interval between the second pair of
tones was chosen in order to estimate the lower threshold (i.e., the point
at which the subject would respond "shorter" on 90% of the trials) and
on the other half of the trials the upper threshold was sampled (i.e.,
the point at which the subject would correctly respond "longer" on 90%
of the trials). The task was conducted on a Macintosh computer and separate
response keys are labeled "longer" or "shorter." This task can be made
more complex with the addition of a second task, as suggested by Gibbon
and Penney.
Measures:
RTC mean interval produced with feedback and RTC mean
interval produced without feedback are obtained. Number correctly identified
on time perception is obtained.
1) Procedural Learning and Memory:
Specific Aim: To evaluate the acquisition and storage
of motor information in patients with schizophrenia. It is hypothesized
that patients with schizophrenia will all demonstrate impairments in the
acquisition of motor information, but that only patients with tardive dyskinesia
will also reveal impairments in the retention of information.
Rationale: Numerous studies have demonstrated learning
and/or memory impairments in schizophrenia patients (Calev et al 1983;
Goldberg et al 1989; Saykin et al 1991; Gold et al 1992; Schwartz et al
1992; Spitzer 1993). Evidence for learning and memory abnormalities has
been recorded for different types of stimuli (words, sentences, stories,
nonsense syllables, figures) in a variety of research paradigms (paired
associates, free recall, cued recall, recognition formats, repetition priming),
and within a large range of schizophrenic patient groups (acute, chronic,
process, reactive). Most investigators agree that learning and memory impairments
are one of the most striking and consistent neuropsychological findings
in schizophrenia. There is little consensus, however, on the profile of
spared and impaired learning and memory components in schizophrenia. Recent
reports have suggested that the pattern of memory deficits in schizophrenia
does not readily conform to profiles typically seen in amnesia (Goldberg
et al 1989), temporal lobe epilepsy (Gold et al 1994), or subcortical and
cortical dementias (Paulsen et al 1995). Some investigators have suggested
that methodological differences are responsible for heterogeneous findings
in the research on memory functions in schizophrenia (Levin et al 1989;
Heinrichs 1993). Several studies have found that specific disease factors
(e.g., severity and type of psychopathology), treatment factors (i.e.,
neuroleptic and anticholinergic medications), subject factors (e.g., age
of onset, age, duration of illness), and measurement factors (i.e., type
of memory assessed) are associated with learning and memory performance
(Koh and Peterson 1978; Calev et al 1983; Spohn and Strauss 1989; Cassens
et al 1990; Gold et al 1991; Eitan et al 1992). In recent years, researchers
have begun to address the clinical and treatment correlates of cognitive
impairment in schizophrenia. For instance, several studies have reported
that schizophrenic patients with more prominent negative symptoms perform
worse than those with more prominent positive symptoms on cognitive examination
(Owens and Johnstone, 1980; Green and Walker, 1985; Breier et al 1991;
Perlick et al 1992). In addition, there exists some consensus that anticholinergic
medications interfere with various aspects of learning and memory performances
in a dose-dependent fashion whereas neuroleptic medications are more likely
to affect attention (positively) and motor functions (negatively)(Medalia
et al 1988; Spohn and Strauss, 1989; Cassens et al 1990; Gold et al 1991,
1992; Bilder et al 1992; Goldberg et al 1993; Heaton et al 1994). Much
less agreement has been established, however, on specific subject and measurement
factors affecting learning and memory processes in schizophrenia.
Over the past few decades multiple memory systems have
been described in the human brain (Squire and Zola-Morgan 1988; Tulving
and Schacter 1990). Explicit or declarative memory refers to conscious
recall of events or facts, whereas implicit or nondeclarative memory
does not involve conscious effort and includes classical conditioning,
priming, and skill or habit formation. Explicit memory can be further
subdivided as being either semantic or episodic (Tulving 1972). Semantic
memory refers to storing factual information about the world, whereas
episodic memory deals with recollecting a personally experienced event.
Many studies have demonstrated that the operation of explicit memory
depends on the integrity of a corticolimbic subsystem comprised of
the hippocampus, parahippocampal gyrus, and amygdala. The concept of
explicit memory is supported by more than 30 years of research with
lesioned monkeys (Mishkin 1978; Zola-Morgan and Squire 1985; 1986)
and human patients (Salmon et al 1992). In contrast, some components
of the implicit memory system have been ascribed to the basal ganglia.
For instance, skill learning (i.e., procedural learning) is deficient
in animals with caudate lesions and humans with progressive deterioration
of the basal ganglia. Although several investigators have reported
memory deficits in schizophrenia, few have described memory impairments
according to the set of subsystems that have been established in the
current literature on memory. Even fewer researchers have related their
behavioral findings to neural systems associated with memory. Interestingly,
the temporolimbic, frontal, and basal ganglia regions critical for
different forms of memory are also implicated in the etiology of schizophrenia
(Goldman-Rakic 1990). Although there exists a significant amount of
research on explicit memory functions in patients with schizophrenia
there is little consensus regarding the neuroanatomical specificity
(i.e., temporolimbic or dorsolateral prefrontal cortex) of the learning
and memory deficits. Few investigators have examined implicit memory
functions in schizophrenia, and the studies that have been conducted
have revealed contrasting findings. For instance, Schwartz et al (1992)
reported a dissociation among implicit learning (impaired skill learning
and intact priming) whereas others failed to find implicit memory impairments
(e.g., Goldberg et al 1993; McKenna et al 1995; Schmand et al 1992).
A number of research studies support the notion that skill-based learning
and skillful motor performance depend on the integrity of several basal
ganglia structures and cortico-striatal circuits (Heindel et al 1991;
Paulsen et al 1993). The dorsolateral prefrontal cortical circuit in
particular, involving the caudate, putamen, and supplementary motor
and prefrontal cortex, appears to mediate the development of motor
programs and permit the organization of motor sequences prior to their
execution.
Procedures: We will explore the initiation and maintenance
of motor action using tasks previously used in both animal (Bossom 1965)
and human studies (Malenka et al 1982; Paulsen et al 1993). The first experiment
examines visual adaptation to laterally displaced vision during trials
with and without visual feedback from motor responses. The Prism Adaptation
Task offers strengths over previously used measures in that it has a measure
of baseline motor control from which the effects of feedback can be estimated
above and beyond primary motor dysfunction. Previous work has suggested
that Prism Adaptation performance is impaired in patients with basal ganglia
and cerebellar damage. Each subject is instructed to mark the position
of a target line with the middle finger while wearing goggles that distort
the vision. The main unit of analysis will be post-adaptation average error
minus baseline average error. The experimental procedure for a session
is as follows:
Baseline: 6 practice trials without the prism goggles
and no feedback.
Pre-adaptation: 12 test trials with prism goggles and no feedback.
Adaptation: 30 trials with goggles and feedback.
Post-adaptation: 12 test trials with goggles and no feedback.
Aftereffects: 12 test trials with the goggles removed
and feedback.
The second task involves the measurement of reaction time,
velocity, and accuracy during movements toward a moving target. The Tracking
Task has been found to be sensitive to basal ganglia and cerebellar dysfunction.
The main advantage of the Tracking Task over other measures is precise
measurement of movement parameters.
Subjects are seated before a computer, given a joystick,
and told to try to put a small dot in the center of a circle as quickly
as possible when it jumps upwards. The protocol is as follows:
Baseline: 4 jumps at each of 5 amplitudes are presented
in random order. This baseline reaction time is used to examine baseline
differences among groups.
Learning with constrained stimulus: 5 groups of 8 jumps
at 1 amplitude.
Learning with non-constrained stimulus: 5 groups of 8 jumps in sequence
will be followed by 1 block presented in random order to allow measures
of sequence-specific learning and reaction-time task learning.
Feedback control: 5 blocks of the same 8-item sequence are presented
where the target marker disappears immediately after the movement is begun,
followed by 1 block presented in random order.
Both of the preceding tasks, Prism Adaptation and the Tracking Task, have the ability to evaluate the utility of the schizophrenia patient to use feedback in perfecting cognitive performances. Based upon prior research, varying performance patterns are anticipated based on the neuroanatomical dysfunction. For example, patients with a prefrontal or basal ganglia dysfunction may demonstrate slow but accurate adaptation with impaired post-adaptation. That is, these patients will be able to acquire accurate responses but will be unable to retain these motor responses. Alternatively, patients with cerebellar dysfunction will be unable to both acquire and maintain the performance regardless of whether feedback is provided.
Other Measures
A comprehensive evaluation is conducted on each subject
enrolled in the study and the evaluation is described in detail in
the Assessment and Training Core. Briefly, the evaluation consists
of the following: Comprehensive Assessment of Symptoms and History
(CASH), Psychosocial Symptoms You Currently Have (PSYCH base), Scale
to Assess Unawareness of Mental Disorder (SUMD), Neurological Examination,
Childhood Standardized Test Scores (i.e., ITBS), Childhood home movies,
Cognitive Battery, MRI Scan, videotaped interview highlighting symptoms,
Birth and Developmental History (describing proband), Family History
Research Diagnostic Criteria (FH-RDC) (proband's family).
Data Analysis
Bivariate and multivariate correlation will be used
to address Hypothesis 1 which speculates a positive correlation between
age of onset and performance on our measures of cognitive dysmetria.
Since we have several independent assessments, we plan to use a test
of the multivariate correlation between the cognitive measures and
age of onset. Follow-up tests will be performed with bivariate correlations.
Since many of these variables will be non normal, we plan to use standard
nonparametric analogs of the multivariate and bivariate correlation.
Assuming a conservative significant threshold of 0.01, we will need
approximately 110 subjects to achieve reasonable power (i.e., 0.80)
to detect moderate to small correlations (r = 0.3). Only 11 more subjects
would be needed to achieve the same power using the nonparametric approach.
Thus, this project will have adequate power during the second year
of assessment. Accurate estimates of the relative value of different
measures will need somewhat larger samples and be achieved in years
3 to 4 (with an approximate 95 percent confidence interval ± 0.10).
Hypothesis 2 suggests that the measures of cognitive dysmetria will correlate with frontal lobe function more so than will other measures of focal cortical areas. Partial correlations will be used to correlate the cognitive dysmetria indices with frontal lobe functioning measures while controlling for several variables measuring distal focal cortical areas. These correlations will assess the amount of unique contribution of the cognitive dysmetria variables. Again, we will use either parametric (Pearson's r) or nonparametric (Kendall's tau-b) to assess the partial correlations.
Hypothesis 3 determines how well the cognitive dysmetria measures predict later outcome using the longitudinal data base. Outcome measures will include symptom variables, e.g., (SANS/SAPS), living arrangements, rehospitalization. The basic analysis strategy is appropriate for regression analysis. Simple linear regression, the nonparametric analog, and logistic regression will be used as appropriate. Since Hypothesis 3 also speculates that the cognitive dysmetria measures will provide better predictors than will traditional measures of clinical neuropsychology, tests of correlated correlations will also be performed.
PROJECT 2: COGNITION ASSOCIATED
WITH CAUDATE AND CEREBELLAR LESIONS
Project Director: Robert G. Robinson,
M.D.
Co-Investigators: Jane S. Paulsen, Ph.D., Jane Springer, Ph.D., Daniel S. O'Leary, Ph.D.,
Nancy C. Andreasen, M.D., Ph.D.
Funding Status and Proposed Duration: This
project is funded by an RO1 grant to Dr. Robinson entitled, "Emotional
Regulation of Patients with Brain Injury." This project is funded 1995-2000.
Specific Aims
1. To examine the association among cognitive deficits
and the perception and expression of emotion following a mood-inducing
video film in normal elderly controls and patients with brain dysfunction.
2. To compare patients with focal caudate lesions, patients
with focal cerebellum lesions, patients with focal prefrontal cortex lesions,
and patients with psychoses on various clinical and experimental cognitive
tasks.
3. To compare performances on tasks of procedural learning with and
without feedback in patients with caudate and cerebellar lesions and patients
with psychoses.
Background and Rationale
Mood Disorders. There is a body of literature suggesting a right-hemisphere superiority for the comprehension and expression of facial and gestural emotional stimuli, as well as for the comprehension and expression of emotional prosody. Although more controversial, there is also a large literature supporting the hypothesis that there is a hemispheric asymmetry in the regulation of positive and negative emotion. Although the neuroanatomy of emotional regulation is not fully understood, the medial and ventral lateral limbic structures may constitute an integrated system responsible for emotional arousal and motivation, identification of the emotional significance of the stimulus configuration and regulation of the behavioral response. Studies of brain lesions and emotion have found that lesions of the dorsal lateral prefrontal cortex and left anterior basal ganglia have been implicated in the production of depression. The orbitofrontal and dorsolateral frontal cortex have major afferent connections with the caudate, the anterior temporal cortex, the inferior parietal lobe, the cingulate, and the amygdala (Nauta and Domesick 1984). Patients with lesions of the basal ganglia are noted to have a marked loss of activity and motivation. Alexander and DeLong (1986) have identified at least five important basal ganglia thalamocortical loops involving the frontal lobes. Each loop is segregated and parallel to the others and is centered around a separate part of the frontal cortex. These circuits have been designed; motor, oculomotor, dorsolateral, orbitofrontal, and anterior cingulate. With the exception of the motor loop projecting to the putamen, they all project to the caudate, sometimes with projection into the ventral nucleus accumbens. Basal ganglia connections project to the dorsal medial thalamic nucleus and back to the prefrontal cortex. If behavioral and emotional symptoms result from disruption of one or more of these circuits, then disruption of any part of the circuit should lead to the same symptoms. Thus, our selection of caudate and cerebellar lesions is based on these anatomical connections and our desire to study small focal lesions which will not disrupt primary motor pathways.
Cognitive Skills Associated with Caudate and Cerebellar Dysfunction. Since the late 19th century the basal ganglia and cerebellum have been primarily associated with motor control. As much as three decades ago, however, Denny-Brown (1962) described attenuated "stimulus bound" or "environmental dependency" in monkeys with bilateral lesions of the head of the caudate. Since that time, it has been well established that damage to the caudate nuclei resulted in difficulties in the formulation of internal response strategies, relying instead on environmental cues and previously established response tendencies. Although the presence of non-motor frontostriatal circuits is now well recognized, there is little agreement with regard to which functional behaviors are associated with dysfunction of which discrete circuits.
Cohen and Squire (1980) proposed that there were essentially two memory domains, the declarative and the procedural. This view was based on the observations that patients with temporal lobe resections and others with limbic-diencephalic lesions, could learn and perform certain visuomotor or perceptual skills. Mishkin and his colleagues (1984) proposed that the basal ganglia were the most likely anatomical substrate for what they termed the habit system. This more global term encompasses the procedural domain. Butters and his colleagues (Heindel et al 1989; Paulsen et al 1994) were the first group to show a double dissociation, linking skill learning to the basal ganglia in the absence of declarative learning deficits in patients with Huntington's disease, and the converse with regards to traditional amnestic syndromes such as Korsakoff's and Alzheimer's disease. Thus, within this framework it is becoming increasingly clear that even patients with the most "classic" basal ganglia motor disorders, such as Parkinson's and Huntington's disease, suffer from some degree of cognitive impairment.
DeLong and Georgopoulos (1981) suggested that there were two distinct loops or circuits passing through the basal ganglia. The first, a "motor loop," is centered upon the putamen which receives input from sensorimotor cortex channeling output to premotor areas of the frontal cortex. The second association, or "complex loop" receives input from cortical association areas, passes initially through the caudate, finally channeling output back to the prefrontal cortex. In this view, the basal ganglia integrate diverse inputs from the entire cerebral cortex and funnel these influences, via the thalamus, to motor or association circuits of the frontal cortex. Recent developments have begun to clarify and further refine anatomical and behavioral aspects of this model. When viewed as a whole, these basal ganglia-thalamo-cortical circuits appear to play a modulating role in a wide range of behaviors. Broadly speaking, processes such as the generation, maintenance, switching, and blending of motor, mental or emotional sets is involved in the functioning of the basal ganglia. A brief review of the human literature of case studies of discrete caudate lesions suggests that patients with dorsolateral caudate involvement show apathy, aspontaneity and diminished initiative; patients with ventromedial caudate involvement show disinhibition, disorganization and impulsiveness, and patients with larger caudate lesions show affective symptoms with psychotic features (Wang 1991; Bokura and Robinson 1997).
Over the past decade there has been an explosion of research articles suggesting that the cerebellum is associated with several cognitive functions (e.g., Akshoomoff et al 1992; Ivry and Baldo, 1992; Daum et al 1993; Middleton et al 1994). Although several cognitive operations have been emphasized, the most typical cognitive skills addressed involve timing functions (Ivry and Keele et al 1989), learning and memory (Appollonio et al 1993), attention (Courchesne et al 1994), and classical conditioning (Topka et al 1993).
Hypotheses
Although there are several hypotheses being tested
central to the funded proposal, in addition, the following hypotheses
will be testable through the MH-CRC:
1. The cognitive dysmetria measures of flanker facilitation and inhibition
will be sensitive, but not specific, to impairment of the prefrontal cortex,
as demonstrated by impairments in all patient groups.
2. The acquisition of prism adaptation and tracking efficiency will
be sensitive, but not specific, to impairment of the prefrontal cortex,
as demonstrated by impairments in all patient groups. The retention of
prism adaptation and tracking efficiency, however, will demonstrate the
greatest impairment in patient groups with basal ganglia impairment (e.g.,
caudate lesions, and schizophrenia patients with tardive dyskinesia).
3. RTC will be most severely impaired in patients with dysfunction
of the basal ganglia (caudate lesions and schizophrenia patients with tardive
dyskinesia) and cerebellum (schizophrenia and cerebellar lesions) whereas
time perception will be most severely impaired in patients with dysfunction
of the cerebellum (schizophrenia and cerebellar lesions).
Methods
Subjects: Subjects will be both male and
female and between the ages of 50 and 80. Normal controls who are healthy
without history of cerebrovascular disease or major psychopathology
who are comparable to the patient groups in age, gender, and socioeconomic
status will be studied. Subjects with strokes will be obtained from
several sources which we have developed over the past two years. Our
data collection over the past two years has revealed that we can recruit
from a sample of over 500 patients with acute stroke. Thus, we anticipate
being able to enroll 11 subjects with caudate lesions and six subjects
with cerebellar lesions each year of the five-year study.
Procedures: We will assess in normal elderly subjects or in patients with single lesions of the right or left caudate or cerebellum, the emotional and biological effect of emotional stimulation. After obtaining informed consent, patients will be administered psychiatric, neuropsychological, and neurological exams. The next day, they will undergo an MRI and PET study. Patients will be tested for emotional activation in a quiet room while undergoing PET imaging and having their facial expressions filmed. They will be attached to an EEG and ANS measuring devices and then shown a neutral emotional content film through a video monitor. Patients will then be presented with happy, sad, and fearful films randomly presented, followed by another neutral film. There will be five minutes between sessions when the subjects will report their maximal emotional feeling elicited by the film. Another set of films eliciting the same emotions will be presented to assess for reliability of response, while trying to avoid a habituation decline in emotional response.
Measures: The Present State Examination will be used to evaluate psychiatric symptoms (Robinson et al 1983). The Hamilton Depression Rating Scale (Hamilton 1960), the Zung Self-Rated Depression Scale (Zung 1965), and the Hamilton Rating Scale for Anxiety (Hamilton 1959) will also be administered. An MRI scan will be obtained for each individual in the study at three to four months post stroke. The Johns Hopkins Functioning Inventory (Robinson and Szetela 1981) will be used to assess the patients' ability to perform activities of daily living, such as the ability to dress oneself, read, write, and express needs.
The neuropsychological battery is as follows:
Orientation: Temporal and spatial orientation
Language: Boston Naming Test, Reading, Token Test, Sentence
Repetition, Verbal Fluency
Remote Memory: WAIS-R Information, Famous Faces Test
Verbal Memory: Rey Auditory Verbal Learning Test
Visual Memory: Benton Visual Retention Test
Visuoconstruction: WAIS-R Block Design
Executive Functions: Luria Motor Sequences, Verbal and Design Fluency,
Wisconsin Card Sorting Test
Premorbid IQ Estimation: WAIS-R Vocabulary
In addition to standardized clinical neuropsychological
assessment, we have also developed a battery of examinations to assess
symptoms of denial, neglect, apathy, anosognosia, pathological crying,
and aprosodia. All subjects will be administered this comprehensive psychiatric
functional and cognitive evaluation prior to the PET study.
As described above, the battery to assess cognitive dysmetria will also be administered to this group of patients.
Data Analysis:
All three hypotheses in this project suggest patterns
of specificity and sensitivity among the groups of patients and the
normals. Thus the analytic strategy will be similar. Basically, a one-way
ANOVA (or Kruskal-Wallis test) will be used. One set of tests will
contrast the collection of patient groups to the normal control group
assessing the sensitivity of the cognitive dysmetria measures. Subsequent
tests will also look at specificity in 1) a general sense by reassessing
group differences only among the patient groups, and 2) specific measures
(e.g., measures of basal ganglia) will be impaired for only certain
groups (e.g., schizophrenia patients with TD and patients with caudate
lesions) assessing these measures specificity. Since several variables
are included within the cognitive dysmetria measures, omnibus tests
will be performed for the more general hypotheses with MANOVA.
PROJECT 3: COGNITION AND
HUNTINGTON'S DISEASE
Project Director: Jane
S. Paulsen, Ph.D.
Co-Investigators: Robert G. Robinson,
M.D., Jane Springer, Ph.D., Nancy C. Andreasen, M.D., Ph.D., Daniel S.
O'Leary, Ph.D.
Funding Status and Proposed Duration: This
project is partially funded by a multi-site R01 grant to Dr. Paulsen entitled "Coenzyme
Q10 and Remacemide in Huntington's Disease." This project is funded 1996-2001
Specific Aims
1. To examine the cognitive correlates of early disease
in gene positive nonsymptomatic persons at-risk for Huntington's disease
and persons with a recent diagnosis of Huntington's disease
2. To measure the cognitive, functional, psychiatric,
and neurological correlates of disease progression over 30 months in patients
with Huntington's disease assigned to one of four treatment groups: Placebo,
Remacemide, CoEnzyme Q10, Remacemide and CoEnzyme Q10.
Background and Rationale
Huntington's disease (HD) is an autosomal dominant neurodegenerative
disorder which results from an unstable expansion of the trinucleotide
repeat CAG in the IT 15 gene located near the telomere of the short
arm of chromosome 4 (The Huntington's Disease Collaborative Research
Group 1993). The clinical features of HD usually emerge in adulthood
with disorders of voluntary movement and chorea. The disease is relentlessly
progressive and affects cognition and behavior as well as motor control,
leading to profound functional disability and death over a period of
ten to twenty-five years (Greenamyre and Shoulson 1994). The discovery
of the HD gene has enabled more widespread testing of asymptomatic
individuals at risk for the illness, creating a population of pre-symptomatic
gene carriers who await a nearly certain tragic fate. The pathology
of HD is characterized by diffuse brain atrophy with severe neuronal
loss and gliosis occurring selectively in the caudate nucleus and putamen
(striatum). Although there is no treatment for HD at present, several
groups are currently pursuing experimental therapeutic and surgical
interventions to slow the rate of disease progression or to delay the
age of disease onset. As successful treatments become available, greater
precision in onset of disease will become essential to establish the
ideal time for intervention. It is problematic, however, that the diagnosis
of HD is not made until the motor symptoms of the disease are recorded
by neurological examination, because several investigators have noted
that psychiatric and/or cognitive symptoms may predate the presentation
of motor symptoms by several years. If this clinical observation is
accurate, initiation of intervention to slow progression or delay onset
may be initiated "too late" if onset of motor symptoms is used as the
indicator. A more precise measure of disease onset is needed to best
determine the appropriate time for intervention.
Neuropsychological Performance in Early HD: Studies of cognition in persons "at risk" for HD have produced variable results. Some studies suggest that persons at risk clearly perform worse on tests of cognition (Diamond et al 1992; Foroud et al 1995; Jason et al 1988; Lyle and Gottesman 1977) whereas other studies show no differences between gene-carriers and non-gene carriers (Strauss & Brandt 1990; Giordani et al 1995). Many studies' findings reside in between these two extremes, however. For instance, Blackmore et al (1995) found that differences between groups were not robust enough to reach traditional statistical significance but did achieve significance using nonparametric analyses. Similarly, Fedio et al (1979) found that mean performances were clearly worse in the gene carriers although findings did not achieve statistical significance. It is important to note that Bradshaw et al (1992) reported that performances were significantly impaired in some persons at-risk for HD (and not others), suggesting that mean comparisons may skew individual differences. There are multiple limitations in the studies conducted to date, however, which confine the conclusions that can be drawn from this body of work. First, there was no way to determine whether the sample consisted of gene-carriers who were close to onset of the disease. (This methodological limitation could explain the heterogeneity of findings reported in the literature thus far.) Second, there was no assurance of gene status (most studies were conducted before the identification of the gene in 1993). Third, the sample sizes were small (often less than 12 per group). Fourth, the cognitive measures varied from study to study and oftentimes normative standards were not considered.
There are two studies which offer methodological advantages over other studies and are worthy of specific mention here. First, Lyle and Gottesman (1977) conducted a retrospective follow-up study of persons at-risk for HD who were tested 15-20 years previously with neuropsychological tests. Results demonstrated that premorbid deficits in intellectual abilities were evident with increasing proximity to the diagnosis of HD, suggesting that the HD gene had been having its effect for years before choreic movements began to appear. In addition, a much larger, and more recent study conducted on 394 at-risk individuals whose gene status was confirmed with DNA data suggested that gene carriers performed worse than non-gene carriers on every test administered, and that mean differences achieved significance on tasks sensitive to speed and sequencing (Foroud et al 1995).
The time is ripe for a large, controlled, comprehensive
study of cognitive and behavioral change in presymptomatic gene-carriers
for HD. Relative to previous investigations of persons at-risk for
HD, methodology can be improved in the following ways: a) gene status
can be confirmed by DNA; b) variations in gene repeat size can be used
as a modifying influence on age of onset; c) subjects can be selected
based upon the probability of imminent HD onset; d) cognitive and behavioral
measures can be selected which are specifically sensitive to changes
in the caudate and its connections; e) larger sample sizes can be obtained.
Hypotheses
Although there are several hypotheses being tested central
to the funded proposal, in addition, the following hypotheses will be testable
through the MH-CRC:
1. The cognitive dysmetria measures of flanker facilitation and inhibition
will be sensitive, but not specific, to impairment of the prefrontal cortex,
as demonstrated by impairments in all patient groups.
2. The acquisition of prism adaptation and tracking efficiency will
be sensitive, but not specific, to impairment of the prefrontal cortex,
as demonstrated by impairments in all patient groups. The retention of
prism adaptation and tracking efficiency, however, will demonstrate the
greatest impairment in patient groups with basal ganglia impairment (e.g.,
Huntington's disease and schizophrenia patients with tardive dyskinesia).
3. RTC will be most severely impaired in patients with dysfunction
of the basal ganglia (Huntington's disease and schizophrenia patients with
tardive dyskinesia) and cerebellum (schizophrenia) whereas time perception
will be most severely impaired in patients with dysfunction of the cerebellum
(schizophrenia).
Methods
We propose a double-blind, placebo-controlled investigation
of CoQ, remacemide hydrochloride, and combined CoQ/remacemide hydrochloride
in 340 ambulatory patients with HD who are enrolled by 22 HSG investigators.
Eligible subjects will be randomized to one of four treatment arms
using a 2 x 2 factorial design: (1) placebo, (2) CoQ alone, (3) remacemide
alone, and (4) the combination of CoQ and remacemide. Comprehensive
psychiatric, neurological and cognitive evaluations will occur at 1,
4, 8, 12, 16, 20, 25, 30, and 31 months after a baseline evaluation.
Subjects
Inclusion Criteria:
1. Huntington's disease defined as a characteristic movement
disorder in the setting of a confirmatory CAG repeat expansion (> 39)
consistent with HD;
2. stages I or II of illness (TFC > 7) wherein patients are ambulatory
and do not require skilled nursing care;
3. age of 14 years or older;
4. women who have childbearing potential (i.e., are not
postmenopausal or surgically sterile) may participate provided they are
using, in the investigator's opinion, adequate birth control methods (e.g.
taking highly effective hormonal contraceptives or using an IUD)
5. patients (or legal guardians for minors) must be capable
of providing informed consent and complying with the trial procedures;
6. for patients who are taking concurrent psychotropic
medications (including antidepressants and neuroleptics), the dosage of
these medications should be stable for 4 weeks prior to randomization and
should be maintained at constant dosage throughout the 30 months of the
study. If clinical conditions mandate modifications of such medications,
these changes will be systematically recorded and the subject will be permitted
to remain in the trial;
7. patients who have participated in prior studies involving
CoQor remacemide will be eligible, although patients must stop taking either
medication for at least 3 months prior to enrollment.
Exclusion Criteria:
1. clinical evidence of unstable medical or psychiatric
illness;
2. women who are breastfeeding, or have a high likelihood of pregnancy
(e.g., inadequate contraception);
3. history of serious alcohol or drug abuse within the
previous year;
4. patients with known sensitivity or intolerability to
the interventions;
5. patients who have taken any investigational
drug within 30 days of baseline assessment and randomization.
Clinical Assessments
Outcome Measures: The primary outcome
measure will be the change in total functional capacity (TFC) between
the baseline and the 30-month visits. The TFC, a measure of functional
disability, is a valid and reliable measure of disease progression.
Several secondary clinical efficacy measures will be derived from the
UHDRS, including the total motor score, total behavior score, verbal
fluency test (Benton and Hamsher 1976), Symbol Digit Modalities Test
(Smith 1973), Stroop Interference Test (Stroop 1935), functional checklist
score, and Independence Scale score.
In addition to the cognitive measures administered as part of the Unified Huntington's Disease Rating Scale (UHDRS), subjects will be administered a neuropsychological test battery at the baseline and 30-month (or last) visits. The cognitive assessment is an important secondary outcome measure in this clinical trial because cognitive impairment and behavioral dysfunction are cardinal clinical features of HD and the proposed experimental treatments may affect cognition and behavior differently than functional capacity or motor function.
The cognitive test battery was developed by the Neuropsychology
subcommittee of the HSG and was designed to meet the following criteria:
(1) tests which have been reported to detect specific cognitive dysfunction
associated with HD, (2) tests which have greater sensitivity to detecting
change over a relatively short period of time, and (3) tests that could
be easily and reliably administered by a non-neuropsychologist in a
relatively brief amount of time. The cognitive battery is estimated
to take approximately 30 minutes to complete and includes:
a. The Hopkins Verbal Learning Test (HVLT) (Brandt 1991),
a brief verbal list-learning test with three learning trials, a delayed
recall trial, and a recognition trial. Measures of explicit recall, recognition,
and response bias are generated. This test is sensitive to learning impairment
in HD (Brandt et al 1992).
b. The Brief Test of Attention (BTA) (Schretlen et al
in press) is a brief audio cassette tape-based test of divided verbal attention
that has been shown to be sensitive to attentional deficits in HD patients
(Schretlen et al in press). In the OPC-14,117 trial, this test revealed
a trend toward a beneficial effect of treatment.
c. The Trail Making Test (TMT) (Reitan and Wolfson 1958) is a test
of visual-motor speed and of simple and alternate sequencing that has been
well documented to demonstrate impairment in HD patients (Starkstein et
al 1988; 1992).
d. The Conditional Associative Learning Test (CALT) (Petrides
1990) is a nonverbal test of visual associative learning. Subjects learn
to pair each of four spatially disparate unmarked stimuli with one of four
unmarked response cards over multiple trials using a trial and error approach.
Total number of errors and the number of trials required to complete 12
consecutive errorless trials are obtained. In the OPC-14,117 trial, this
test showed the strongest trend toward a beneficial treatment effect.
In addition to the cognitive test battery, we plan to obtain behavioral
information on subjects from their designated caregiver. The primary behavioral
measures of interest focus on affective changes and personality changes
known to be associated with the frontostriatal dysfunction which occurs
in HD. These include:
e. Hamilton Depression Inventory (HDS) Informant Interview.
The HDS is a measure of depressive symptomatology. This scale was developed
for use in populations in which the subject may not be a reliable informant
of psychiatric changes (Hamilton 1960).
f. Frontal Lobe Personality Scale (FLOPS). The FLOPS is
a self-report questionnaire completed by the patient's primary caregiver.
The FLOPS assesses the cardinal features of behavioral disturbance reported
in HD, including disinhibition/distractibility, apathy, and self-monitoring
(Cummings 1995; Grace and Malloy 1992).
As described above, the battery of cognitive dysmetria will also be
administered to this group of patients.
Data Analysis
The analyses here are essentially the same as for
Project 3. Briefly, a series of ANOVA (or Kruskal-Wallis tests) will
be used to assess group differences. Overall tests will be performed
with MANOVA to help control Type I errors. We have specific hypotheses
regarding several variables (e.g., retention of motor memory) which
we expect to show specific deficits in the Huntington group. Specific
contrasts in the context of the ANOVA's will be used as direct tests
for the hypotheses. For this analysis, we will also be sensitive to
the stage of illness in the patient group using dementia severity as
a covariate.
PROJECT 4: COGNITION, PSYCHOSIS
AND ALZHEIMER'S DISEASE
Project Director: Jane
S. Paulsen, Ph.D.
Co-Investigators: Robert G. Robinson,
M.D., Jane Springer, Ph.D., Nancy C. Andreasen, M.D., Ph.D., Daniel S.
O'Leary, Ph.D.,
Funding Status and Proposed Duration: This
project is funded by an R29 grant to Dr. Paulsen, entitled "The Neuropsychology
of Psychosis in Alzheimer's Disease." This project is funded 1996-2001
Specific Aims
1. To determine the cross-sectional and longitudinal differences
between matched groups of psychotic (ADpsy+) and nonpsychotic (ADpsy-)
patients with a diagnosis of AD on a number of neuropsychological measures.
Recent evidence suggests that severe limbic and frontostriatal dysfunction
may mediate psychotic symptoms in AD. If this is the case, AD patients
with psychosis may demonstrate particularly severe deficits on neuropsychological
tests of frontostriatal dysfunction relative to equally globally demented
AD patients without psychosis. If the presence of psychotic symptoms is
related to unusually severe limbic and frontostriatal dysfunction in AD
patients, then psychotic symptoms may also be predictive of greater functional
and cognitive decline.
2. To examine the cross-sectional levels of functional
impairment and longitudinal rates of functional decline across ADpsy+ and
ADpsy- groups. Psychotic symptoms may interfere with the performance of
such activities of daily living as grooming, shopping and appropriate social
interactions, despite sufficiently preserved cognitive capacity to perform
these functions. In addition, evidence suggests that AD patients with delusions
have greater functional decline. ADpsy+ patients may require earlier institutionalization
than ADpsy- patients due to greater functional impairment, or because behavioral
manifestations of their psychosis make them unmanageable at an earlier
stage of the disease.
3. To identify associated clinical correlates of psychosis in AD,
such as extrapyramidal signs (EPS), family history of psychiatric disorder,
and/or clinical diagnosis of Lewy Body Variant (LBV). We anticipate that
ADpsy+ will demonstrate a higher incidence of EPS, family psychiatric history,
and clinical diagnosis of LBV than ADpsy- patients.
4. To identify associated neuroanatomical correlates of
ADpsy+, as demonstrated by greater pathology on MRI and postmortem measures
of frontal and striatal brain regions in ADpsy+ than in ADpsy. We anticipate
that ADpsy+ will have less frontal and basal ganglia volume on quantitative
MRI than ADpsy-. In addition, we anticipate that ADpsy+ will have a greater
number of Lewy bodies on neuropathological evaluation.
5. To evaluate response to pharmacologic treatment of
AD-associated symptoms. We anticipate that (a) ADpsy+ patients will demonstrate
greater susceptibility to tardive dyskinesia secondary to neuroleptic treatment
(due to greater dopamine and less acetylcholine) than ADpsy- patients;
and (b) ADpsy+ patients will demonstrate fewer beneficial effects of Cognex
than ADpsy- patients.
Background and Significance
The identification, diagnosis, and management of psychotic symptoms
in AD are of preeminent importance in helping practitioners manage
AD patients, and facilitating the quality of life in AD patients and
their caregivers. However, few long-term prospective investigations
have examined the risk factors, phenotypic characteristics, potential
underlying mechanisms, and course of psychosis in AD. The current proposal
improves upon previous studies by combining sound methodology (i.e.,
case definition, subject source, subject selection, sample size, and
selection of controls), standardized psychiatric rating scales, thorough
standardized neuropsychological assessment, and data analyses which
considers confounding factors in a prospective research design. Although
an excellent study was conducted by Stern et al (1994) there were no
standardized neuropsychological or psychiatric assessments obtained
to evaluate the hypotheses stated in the present proposal. Nearly all
previous investigations of cognition in AD patients with psychosis
have relied upon a single global score (e.g., MMSE) which precludes
the possibility of identifying discrete neuropsychological differences
between these groups. In summary, the available literature has shown
the following: 1) that psychosis in AD is associated with a greater
frequency of behavioral problems, aggression, and hostility; 2) that
psychosis in AD is associated with earlier institutionalization; 3)
that psychosis in AD is one of the most serious problems affecting
quality of life for AD and caregivers; 4) that ADpsy+ patients show
a more rapid rate of decline as measured by the MMSE; 5) that the presence
of delusions is associated with greater functional impairment; 6) that
AD patients with Lewy Bodies and/or EPS have a greater incidence of
psychosis; and 7) that "frontal lobe" performance is worse in AD patients
with psychosis. Much remains to be done to combat this important public
health problem. First, no previous study has used standardized psychiatric
rating scales to characterize the types of psychiatric symptoms in
AD and to explore large patient groups for subtypes. Second, no study
has included comprehensive neuropsychological evaluation in the investigation
of psychosis in AD. Third, only the most recent studies have begun
to consider the Lewy Body hypothesis of psychosis in AD and few studies
have combined these areas of investigation. Fourth, most of the findings
cited have not been replicated with larger subject samples. The proposed
studies will advance our knowledge of the frequency, neuropsychiatric
associations, course of, risk factors for, and potential underlying
mechanisms associated with psychosis in AD. The findings are also likely
to have implications for the treatment of AD patients with psychosis,
as well as for understand-ing the neuropathology of psychotic symptoms
in AD.
Hypotheses
Although there are several hypotheses being tested
central to the funded proposal, in addition, the following hypotheses
will be testable through the MH-CRC:
1. The cognitive dysmetria measures of flanker facilitation and inhibition
will be sensitive, but not specific, to impairment of the prefrontal cortex,
as demonstrated by impairments in all patient groups.
2. The acquisition of prism adaptation and tracking efficiency will
be sensitive, but not specific, to impairment of the prefrontal cortex,
as demonstrated by impairments in all patient groups. The retention of
prism adaptation and tracking efficiency, however, will demonstrate the
greatest impairment in patient groups with basal ganglia impairment (e.g.,
3. Alzheimer's disease with psychoses and schizophrenia patients with tardive
dyskinesia).
3. RTC will be most severely impaired in patients with
dysfunction of the basal ganglia (psychotic Alzheimer's disease and schizophrenia
patients with tardive dyskinesia) and cerebellum (schizophrenia) whereas
time perception will be most severely impaired in patients with dysfunction
of the cerebellum (schizophrenia).
Methods
Subjects We plan to recruit 100 AD patients with current
psychosis and 100 AD patients without past or current psychosis during
the first 3 1/2 years of the proposed study. We expect a drop-out rate
of approximately 15% per year. Subjects who drop-out and those who develop
psychosis de novo during the course of the study will be replaced for statistical
analyses of group comparisons (e.g., psychotic AD versus nonpsychotic AD)
although their data will be used for analyses of other hypotheses.
Inclusion Criteria
a. Fluent in speaking English (whether or not it was the first language)
prior to the onset of dementia.
b. Diagnosis - We will use DSM-IV (APA 1994) and NINCDS-ADRDA
(McKhann et al 1984) criteria for AD, DSM-IV for any other psychiatric
diagnosis, and ICD-9 categories (World Health Organization 1978) for other
medical diagnoses.
c. Physically and psychiatrically stable enough to undergo
the various assessments.
d. Presence of medical records and a "significant other" to
corroborate history and ensure follow-up.
Exclusion Criteria
a. Clinical evidence of focal neurologic disorders.
b. History of head injury with loss of consciousness > 30 min.
c. History of DSM-IV alcohol dependence or illicit drug
use within the last two years.
d. Other axis I disorders (DSM-IV criteria) at present.
Baseline Evaluation
(A) Demographic, Medical, Pharmacologic and Physical Exam
Data:
A clinical diagnosis of possible Lewy Body Variant of
AD is given to a patient following a neurological examination during which
the neurologists observes two out of the following four clinical signs
of parkinsonism: masked facies, stooped posture, shuffling gait, and/or
tremor. We will keep a complete record of all the psychotropic and nonpsychotropic
medications (name, daily dose, duration, indications, therapeutic and adverse
effects, and compliance) for every subject at every visit.
(B) Neuropsychiatric Assessment
1. Psychiatric Ratings: The Neurobehavioral Rating Scale,
or NRS (Levin et al 1987), is a 27 item multidimensional tool for the assessment
of psychopathology, which includes most of the items of the Brief Psychiatric
Rating Scale or BPRS (Overall and Gorham 1962). The Neuropsychiatric Inventory,
or NPI (Cummings et al 1994) is a relatively new instrument designed specifically
to assess 10 behavioral disturbances occurring in dementia patients: delusions,
hallucinations, dysphoria, anxiety, agitation, euphoria, disinhibition,
irritability, apathy, and motor activity.
2. Functional Ratings: Activities of Daily Living will
be assessed using four measures of family-rated, patient-rated, and staff-rated
independence. The Pfeffer Outpatient Disability Scale (Pfeffer et al 1982)
is a 10-item family-rated scale which evaluates the patient's level of
independence in activities of daily living. The Lawton-Powell Physical
Self-Maintenance Scale (Lawton et al 1969) is a 6-item scale of independence
in activities of daily living as perceived by the patient. The Nurses Observation
Scale for Geriatric Patients is a 35-item scale of ADLs as judged by professional
staff. The AD Dependency Scale is a 13-item scale which has been used in
the AD Cooperative Studies of Clinical Trials in AD and has been shown
to be sensitive to subtle changes in functional ability.
3. Movement Ratings: The modified Simpson-Angus Neurological
Rating Scale (Simpson and Angus 1970) is an 8-item scale which assesses
parkinsonian symptoms such as tremor, rigidity and abnormal gait. The modified
Abnormal Involuntary Movement Scale (AIMS; Guy 1976) is an 18-item scale
which assesses involuntary movements.
1. Cognitive Assessment
Dementia Severity: 1) Mini-Mental State Examination(MMSE)
(Folstein et al 1975); 2) Mattis Dementia Rating Scale(DRS) (Mattis 1976)
Expressive Language: 1) Category and Letter Fluency; 2)
Boston Naming Test (BNT); 3) Writing.
Receptive Language: 1) Auditory Comprehension; 2) Reading;
3) Token Test - Part VI.
Attention: 1) Digit Span; 2) Visual Span; 3) Continuous Performance
Test (CPT)
Learning: 1) California Verbal Learning Test (CVLT) Trials
1-5; 2) Story Learning; 3) Figure Learning
Delayed Recall: 1) CVLT: Short Delay vs. Trial 5; 2) Story Memory;
3) Figure Memory
Abstraction/Executive Functions: 1) Trails B; 2) Wisconsin
Card Sorting Test 3) WAIS-R Similarities
Visuospatial: 1) Clock Drawing (CDT) and Clock Setting; 2) Crosses;
3) Block Design
Psychomotor Speed: 1) Trails A; 2) Digit Symbol
Motor Ability: 1) Grooved Pegboard; 2) Finger Tapping;
3) Luria 3-step
Procedural Learning: 1) Prism Adaptation (PA); 2) Rotor
Pursuit (RP); 3) Weather Test (WT)
As described above, the battery of cognitive dysmetria
will also be administered to this group of patients.
Data Analysis
The hypotheses in this project involve 5 groups: Normal
controls (NC), schizophrenic patients with TD (STD) and those without
TD (SNTD), and Alzheimer's patients with psychosis (AP) and without
(ANP) psychosis. Each of the 3 hypotheses in this project suggest different
patterns of sensitivity and specificity among the groups on the cognitive
measures. For instance, we speculate that retention of motor memory
will be impaired only with STD and AP groups. Simple ANOVA (or Kruskal-Wallis)
tests followed by specific 1 df contrasts will be used to directly
address these hypotheses. Either simple -tests or Mann-Whitney tests
will be used. For these specific single contrast hypotheses we will
have sufficient power (power = 0.80) to detect effect sizes as small
as Cohen's d = 0.33 (significance threshold = 0.05) by the end of the
second year of study.
PROJECT 5: COGNITION AND
MOOD DISORDERS IN BRAIN INJURY
Project Director: Robert
G. Robinson, M.D.
Co-Investigators: Jane
Springer, Ph.D., Jane S. Paulsen, Ph.D., Daniel S. O'Leary, Ph.D., Nancy
C. Andreasen, M.D., Ph.D.
Funding Status and Proposed Duration: This
project is funded by an R01 grant to Dr. Robinson, entitled "Mood Disorders
following Traumatic Brain Injury." This project is funded 1995-2000.
Specific Aims
The overall aim of this project is to characterize mood
and cognition following traumatic brain injury (TBI) More specific aims
are:
1) To determine the cognitive correlates of mood disorders
following traumatic brain injury (TBI);
2) To examine the association among cognition, mood and
functioning as determined by activities of daily living, occupational and
psychosocial ratings following TBI;
3) To determine the effect of pharmacological treatment
of depression on mood, cognitive recovery, and functioning.
Background and Rationale
The annual incidence of traumatic brain injury in the U.S. has been
estimated to be approximately 500,000 persons per year. Approximately
one-fifth (96,000) of these patients die, and a similar number face
severe and chronic disability at a cost of $12.5 billion annually (Frankowski
1986). TBI does not appear to be decreasing in incidence despite greater
preventive efforts. In addition, progress in acute medical and surgical
care are increasing the number of TBI survivors. These patients are
often left with significant impairment, including not only sensory
and motor deficits but also higher-level cognitive, affective and social
dysfunction. How type and severity of brain injury relate to the ultimate
functional outcome, along with factors that influence the extent and
rate of recovery, all require further research.
The long-term outcome of TBI patients is primarily
related to severity of brain injury. In addition, the type and location
of the intracranial lesion, as well as the efficacy of acute medical
and surgical treatments, may have a decisive impact on recovery (Bullock
and Teasdale 1990; Gennarelli et al 1982; Levin et al 1990). Outcome
is also influenced by concurrent factors that include age (Vollmer
et al 1991), socioeconomic status, educational level, previous psychiatric
disorders (e.g., history of alcohol and/or drug abuse, personality
disorders, etc.), and premorbid levels of social functioning (Lishman
1973). Finally, the quality and extent of rehabilitation services and
the availability of social and vocational support also play a significant
role in TBI outcome.
Few studies have examined the prevalence of mood disorders (e.g.,
major depression or mania) in TBI patients and their effect on outcome
variables (Robinson and Jorge 1994). Dikmen and Reitan (1977) reported
on the longitudinal evolution of emotional functions (measured using MMPI
scores) in a consecutive series of 27 TBI patients followed for 18 months.
They concluded that emotional disturbances tend to decline over time after
injury and that they are associated with the presence of greater neuropsychological
impairment. On the other hand, Fordyce et al (1983) found significantly
higher MMPI depression scores in the chronic stage of TBI (i.e., after
6 months from brain injury) than in the more acute stages. The reported
frequency of depressive disorders following TBI has varied from 6 to 77%
(Rutherford 1977; Varney et al 1987). McKinlay et al (1981) reported indirect
evidence of depressed mood in about half of their patients at 3, 6, or
12 months following severe brain injury. Schoenhuber and Gentilini (1988)
found depressive symptoms in 39% of 103 patients with mild head injury
interviewed at one year follow-up, and concluded that these patients have
an increased risk of developing depression compared with an appropriate
control group. Kinsella et al (1988) reported that 33% of 39 patients with
severe brain injury were classified as depressed within two years, and
26% as suffering from anxiety. Almost 70% of a convenient sample of 60
married, brain-injured subjects demonstrated at least mild anxiety (Linn
et al 1994). Overall, Gualtieri and Cox (1991) estimated that the frequency
of major depression in traumatic brain injured patients lies between 25
and 50%.
In summary, although patients with moderate head injuries
may present with relatively mild physical impairments, they may experience
behavioral disorders that have a significant impact on the extent and quality
of their interpersonal relationships, and affect their re-entry into the
community. Major depression appeared to have a deleterious effect on both
psychosocial and activities of daily living outcomes. Since depressive
disorders tend to be resolved by one year, we presume that depression may
negatively influence patients' participation in rehabilitation efforts
early during their course of recovery, and that they do not recover these
early losses even when the depression is over.
Hypotheses
Although there are several hypotheses being tested
central to the funded proposal, in addition, the following hypotheses
will be testable through the MH-CRC:
1) The cognitive dysmetria measures of flanker facilitation
and inhibition will not be significantly different in TBI patients
with and without mood disorders. TBI patients with mood disorders will,
however, demonstrate a slower average reaction time than TBI patients
without mood disorder.
2) The acquisition of prism adaptation and tracking efficiency
will be equally impaired in both TBI groups.
3) RTC will be poorer in TBI patients with mood disorders. There will
be no difference between TBI groups in Time Perception.
Methods
Patients will be characterized at intake to establish
their premorbid level of physical, cognitive, and psychosocial functioning,
and to identify premorbid risk factors for psychiatric disorders. The
head injury will be classified with regard to lesion morphology and
impaired cerebral function, and non-CNS injuries will be categorized.
Inclusion criteria:
Patient with a first closed-head injury diagnosis
and classified as having moderate or severe head injury.
Age 18 to 65.
A systolic blood pressure of at least 80mmHg at the moment of the
GCS score determination.
Exclusion criteria:
Patients with a penetrating head injury.
Association of traumatic brain injury and significant
spinal cord injury that produces to [sic] quadriplegia or paraplegia
Presence of significant physical impairment unrelated
to CNS injury occurring at the time of the TBI (e.g., multiple long bone
fractures, craniofacial deformities, severe chest or abdominal trauma)
that may significantly influence the long-term of [sic] recovery from the
traumatic episode. This is intended to avoid patients whose outcome will
be markedly influenced by non-CNS injury.
Presence of moderate to severe comprehension deficits related to previous
brain damage. This includes patients with a history of alcohol abuse and
signs of organic CNS damage, either radiological (e.g., brain atrophy in
CT scans) or clinical (e.g., alcoholic polyneuropathy).
Patients with a severe complicating illness such as uncompensated
congestive heart failure.
Patients will be evaluated during their hospital admission and at
3, 6, 12, and 24 months after trauma. Neuroimaging will be performed
to classify the head injury, and a battery of test instruments will be
administered at set intervals to assess physical, cognitive, and psychosocial
functioning. Over the next two years, patients will be evaluated at set
intervals to characterize their psychiatric status, to monitor rehabilitation
services, and to assess functional recovery. Variables to be assessed include
the following:
Severity of brain injury.
Type and location of brain damage.
Type and severity of non-CNS related injury.
Quality of social functioning and numbers of social ties.
Personal history of alcohol and/or drug abuse.
Personal history of psychiatric disorders.
Family history of psychiatric disorders.
Degree of physical and cognitive impairment.
Type and severity of neurological impairment, including assessment
of neglect, denial, etc.
Type and extent of rehabilitation services
Cognitive function will be measured with the Mini-Mental State Examination
(MMSE) (Folstein et al 1975), a 30-point instrument that screens orientation,
attention, recall and language functioning. The MMSE has been shown to
be a reliable and valid means of assessing a limited range of cognitive
functions in several medically-ill or brain-injured populations (Robinson
and Szetela 1981). MMSE scores below 24 are indicative of clinically significant
cognitive impairment.
Severity of depression and anxiety will be determined using the 17-item
Hamilton Rating Scale for Depression (HAMD) (Hamilton 1960) and the Hamilton
Rating Scale for Anxiety (HAMA) (Hamilton 1959), respectively. These instruments
have proved to be valid and reliable, not only among psychiatric patients,
but also among brain-damaged patients (Hamilton 1959). Severity of manic
syndromes will be quantified using Young's Mania Rating Scale (MRS) (Young
et al 1983). In addition, we will assess the existence and severity of
emotional lability using the Pathological Laughing and Crying Scale (PLACS)
(Robinson et al 1993). And emotional outburst using the Catastrophic Reaction
Scale (CRS) (Starkstein 1993).
Family history information will be obtained from the patient and close
relatives using the Family History Research Diagnostic Criteria (FHRDC)
(Andreasen 1977). Personal history of alcohol or other substance abuse
will be quantified using the Brief Michigan Alcoholism Screening Test (Brief
MAST) and the Drug Abuse Screening Test (DAST), whose validity and reliability
have been adequately established (Selzer 1971; Skinner 1982). A score of
5 or greater on the MAST has a 98% sensitivity and 95% specificity for
the detection of drug abuse. Information regarding personal and family
history of alcohol or other substance use will also be requested from close
relatives.
Neuropsychological evaluation
A full neuropsychological battery will be carried out
initially and at 12 and 24 months following TBI. This neuropsychology battery
was developed to assess patients with brain injury, and its reliability
and validity have been established (Bolla-Wilson et al 1989). The battery
is composed of subsections of the Wechsler Adult Intelligence Test (WAIS)
and other standard examinations, and assesses the following range of neuropsychological
domains:
-orientation (temporal and spatial);
-language (Boston Naming Test, reading, Token Test, repetition of
phrase from Boston Aphasia Battery, and verbal fluency);
-remote memory (general information and Famous Faces Test);
-verbal learning/memory (Rey Auditory Verbal Learning
Test);
-visual learning/memory (Benton Visual Retention Test);
-visuoperceptual/visuoconstructional ability (Block Design from the
WAIS);
-calculation (WAIS arithmetic subtest);
-executive/motor (Luria Motor Sequences);
-frontal lobe function (verbal and design fluency, Wisconsin
Card Sorting Test);
-premorbid I.Q. (estimated based on vocabulary from WAIS).
Additional tests will be administered to assess neglect,
anosognosia (denial of illness) and aprosody (lack of response to emotional
stimuli), and thus to characterize the scope and specificity of deficits
in awareness. In particular, these measures will be used to determine
whether damage to specific brain regions differentially affects the
perception of emotion.
Assessment of neglect. Our battery of tests to assess
neglect includes: 1) visual, auditory, and somesthetic performance after
double-simultaneous stimulation; 2) motor neglect; 3) motor impersistence;
4) personal neglect; and 5) hemispatial neglect.
Anosognosia scale. In previous work, we have developed
a scale to determine the presence and severity of anosognosia, denial of
illness, and established its validity and reliability (Starkstein et al
1993).
Aprosody tests. This battery is designed to evaluate recognition of
facial emotion and comprehension of emotional prosody, respectively. Visual
perception of emotion will be tested using emotional faces from the Eckman
series, and used to determine the presence of visual sensory aprosodia.
Verbal sensory aprosodia will be determined by testing the patient's ability
to recognize emotional intonation in voices using audio tapes developed
by Kenneth Heilman and colleagues. We have used these tapes previously
to study aprosodia following stroke (Starkstein et al 1994).
Assessment of Functioning
The functional assessment of TBI patients comprises
the following assessments:
-Glasgow Outcome Scale (GOS) (Jennett and Bond 1975).
In assessing brain-injured patients, the GOS takes into account survival,
level of care needed in daily living, and social re-integration. The 5-category
GOS has been widely used since 1975, and has acquired international acceptance.
-Rancho Los Amigos Hospital Levels of Cognitive Functioning (RLCF)
(Hagen et al 1979). The RLCF is an 8-category classification of recovery
from TBI. It is based primarily on cognitive and behavioral performance
with the primary emphasis being memory and agitation.
-John Hopkins Functioning Inventory (JHFI) (Robinson and
Szetela 1981). The scale measures functional independence and communicative
functions. Scores range from 0 to 27, with higher scores indicating more
severe functional impairment. This is a valid and reliable scale for activities
of daily living, and has been used extensively in brain-damaged patients.
-Functional Independence Measure (FIM) (Forer et al 1987).